Home > Insider Trading > Filing (0001104659-20-136855)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1824403	Roth Ch Acquisition Ii Co	ROCCU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1160634	J Gordon Roth	C/O Roth Ch Acquisition Ii Co. 888 San Clemente Drive, Suite 400 Newport Beach CA 92660	Chief Financial Officer	No	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-12-15	2,079	$10.00	23,812	No	4	P	Direct
Common Stock	Acquisiton	2020-12-15	180,562	$10.00	2,068,252	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	See Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase Common Stock	Acquisiton	2020-12-15	1,039	$0.00	1,039	$11.50
Common Stock	Warrants to purchase Common Stock	Acquisiton	2020-12-15	90,281	$0.00	90,281	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,039			No	4	P	Direct
90,281			No	4	P	Indirect

Footnotes

The reporting person acquired units, consisting of shares and warrants.
Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.