Filing Details
- Accession Number:
- 0001104659-20-136854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-17 16:15:48
- Reporting Period:
- 2020-12-15
- Accepted Time:
- 2020-12-17 16:15:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1824403 | Roth Ch Acquisition Ii Co | ROCCU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1810078 | Byron Roth | C/O Roth Ch Acquisition Ii Co. 888 San Clemente Drive, Suite 400 Newport Beach CA 92660 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-15 | 10,105 | $10.00 | 115,748 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-12-15 | 180,562 | $10.00 | 2,068,252 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase Common Stock | Acquisiton | 2020-12-15 | 5,052 | $0.00 | 5,052 | $11.50 |
Common Stock | Warrants to purchase Common Stock | Acquisiton | 2020-12-15 | 90,281 | $0.00 | 90,281 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2 | No | 4 | P | Direct | ||
90,281 | No | 4 | P | Indirect |
Footnotes
- The reporting person acquired units, consisting of shares and warrants.
- Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
- The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.
- The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
- Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.