Filing Details
- Accession Number:
- 0000899243-20-034268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-17 14:39:27
- Reporting Period:
- 2020-12-16
- Accepted Time:
- 2020-12-17 14:39:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062822 | Lexicon Pharmaceuticals Inc. | LXRX | Pharmaceutical Preparations (2834) | 760474169 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1340096 | Invus Public Equities Advisors, Llc | 750 Lexington Avenue, 30Th Floor New York NY 10022 | Yes | No | Yes | No | |
1340097 | Invus Public Equities, L.p. | 750 Lexington Avenue, 30Th Floor New York NY 10022 | Yes | No | Yes | No | |
1404553 | Invus Advisors, L.l.c. | 750 Lexington Avenue, 30Th Floor New York NY 10022 | Yes | No | Yes | No | |
1404570 | Invus, L.p. | 750 Lexington Avenue, 30Th Floor New York NY 10022 | Yes | No | Yes | No | |
1766952 | Ltd Treasury Artal | Suite 4, Borough House, Rue Du Pre St. Peter Port Y7 GY1 3JJ | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-16 | 10,937,500 | $3.20 | 32,259,461 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,516,214 | Indirect | See Footnotes |
Common Stock | 35,402,689 | Indirect | See Footnotes |
Footnotes
- On December 11, 2020, Artal International S.C.A. entered into a subscription agreement with the Issuer and other parties thereto, pursuant to which Artal International S.C.A. agreed to purchase 10,937,500 shares of Class A common stock of the Issuer at a price of $3.20 per share. The purchase closed on December 16, 2020.
- These securities are directly held by Artal International S.C.A.
- These securities are directly held by Invus Public Equities, L.P.
- These securities are directly held by Invus, L.P.
- Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P., and Invus Advisors, L.L.C. is the general partner of Invus, L.P. Artal Treasury Limited is the managing member of Invus Public Equities Advisors, LLC. Artal International S.C.A. is the managing member of Invus Advisors, L.L.C. and, through its Geneva branch, is the sole stockholder of Artal Treasury Limited. The managing partner of Artal International S.C.A. is Artal International Management S.A. The parent company of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Pascal Minne is the sole member of the board of the Stichting.
- Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.