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Filing Details

Accession Number:: 0000049071-20-000168
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-17 14:05:57
Reporting Period:: 2020-12-15

Accepted Time:: 2020-12-17 14:05:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1565717	S. Timothy Huval	Humana Inc. 500 West Main Street Louisville KY 40202	Chief Administrative Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2020-12-15	513	$0.00	7,435	No	4	M	Direct
Humana Common	Disposition	2020-12-15	235	$390.49	7,200	No	4	F	Direct
Humana Common	Acquisiton	2020-12-15	460	$0.00	7,660	No	4	M	Direct
Humana Common	Disposition	2020-12-15	211	$390.49	7,449	No	4	F	Direct
Humana Common	Acquisiton	2020-12-15	404	$0.00	7,853	No	4	M	Direct
Humana Common	Disposition	2020-12-15	185	$390.49	7,668	No	4	F	Direct
Humana Common	Disposition	2020-12-16	746	$387.27	6,922	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Restricted Stock Units	Disposition	2020-12-15	513	$0.00	513	$0.00
Humana Common	Restricted Stock Units	Disposition	2020-12-15	460	$0.00	460	$0.00
Humana Common	Restricted Stock Units	Disposition	2020-12-15	404	$0.00	404	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	M	Direct
460	No	4	M	Direct
808	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$268.47	2025-02-19	2,208	2,208	Direct
Humana Common	Options	$307.97	2026-02-25	4,071	4,071	Direct
Humana Common	Options	$350.79	2027-02-24	6,088	6,088	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-02-19	2,208	2,208	Direct
2026-02-25	4,071	4,071	Direct
2027-02-24	6,088	6,088	Direct

Footnotes

Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
All shares sold at reported price.