Filing Details
- Accession Number:
- 0001553350-20-001104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-16 21:46:16
- Reporting Period:
- 2020-12-15
- Accepted Time:
- 2020-12-16 21:46:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478067 | John Nicholas Swenson | 5000 W. 36Th Street Unit 130 Minneapolis MN 55416 | Yes | No | Yes | No | |
| 1542769 | Ao Partners I, Lp | 5000 W. 36Th Street Suite 130 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-15 | 20,000 | $39.60 | 927,177 | No | 4 | S | Indirect | By AO Partners I, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By AO Partners I, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 95,613 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.495 to $39.67, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.
Billionaire Hedge Funds
