Filing Details
- Accession Number:
- 0000899243-20-034151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-16 18:06:54
- Reporting Period:
- 2020-04-05
- Accepted Time:
- 2020-12-16 18:06:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1495320 | Vera Bradley Inc. | VRA | Leather & Leather Products (3100) | 272935063 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504073 | J Robert Hall | C/O Vera Bradley, Inc. 12420 Stonebridge Road Roanoke IN 46783 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-14 | 26,865 | $7.47 | 468,389 | No | 4 | S | Indirect | By Joan Byrne Hall Revocable Trust |
Common Stock | Disposition | 2020-12-15 | 23,135 | $7.65 | 445,254 | No | 4 | S | Indirect | By Joan Byrne Hall Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Joan Byrne Hall Revocable Trust |
No | 4 | S | Indirect | By Joan Byrne Hall Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 105,415 | Direct | |
Common Stock | 2,276,867 | Indirect | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust |
Common Stock | 63,369 | Indirect | By Barbara Bradley Baekgaard Family Foundation |
Common Stock | 34,065 | Indirect | By Joan Byrne Hall 2017 Grantor Retained Annuity Trust #1 |
Footnotes
- The prices reported are weighted average prices. The shares sold on December 14, 2020 were sold in multiple transactions at prices ranging from $7.38 to $7.57, inclusive, and the shares sold on December 15, 2020 were sold in multiple transactions at prices ranging from $7.35 to $7.83, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- On September 16, 2020, the Joan Byrne Hall 2017 Grantor Retained Annuity Trust #1 (the "2017 GRAT") made an annuity payment of 247,033 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Joan Byrne Hall Revocable Trust (the "Revocable Trust"). The reporting person's spouse is the settlor, sole trustee and sole annuitant of the 2017 GRAT and the settlor and sole trustee of the Revocable Trust.
- The number of Issuer common stock shares reported reflects the reporting person's ownership of 6,489 restricted stock units, which vested on April 5, 2020.
- The reporting person disclaims beneficial ownership of these shares.