Filing Details
- Accession Number:
- 0001209191-20-063837
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-16 17:14:40
- Reporting Period:
- 2020-12-15
- Accepted Time:
- 2020-12-16 17:14:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1644675 | Mimecast Ltd | MIME | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1789268 | Dino Dimarino | C/O Mimecast North America, Inc. 191 Spring Street Lexington MA 02421 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-12-15 | 2,000 | $16.64 | 8,893 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2020-12-15 | 2,000 | $34.82 | 10,893 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-12-15 | 4,500 | $47.86 | 6,393 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Share Option (Right to Buy) | Disposition | 2020-12-15 | 2,000 | $0.00 | 2,000 | $16.64 |
| Ordinary Shares | Share Option (Right to Buy) | Disposition | 2020-12-15 | 2,000 | $0.00 | 2,000 | $34.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,125 | 2026-09-01 | No | 4 | M | Direct | |
| 31,000 | 2028-04-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Share Units | 3,750 | Direct | |
| Restricted Share Units | 11,250 | Direct | |
| Restricted Share Units | 11,250 | Direct | |
| Restricted Share Units | 29,958 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 - $48.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares.
- These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vested on April 2, 2019, twenty-five percent (25%) of the units vested on April 2, 2020, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
- These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
- These restricted share units were granted on October 1, 2019. Twenty-five percent (25%) of the units vested on October 1, 2020, and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
- These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vest on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
- This option was granted on September 1, 2016. Twenty-five percent (25%) of the shares vested on September 1, 2017 and the remainder of the shares vested on a quarterly basis over the next three (3) years.
- This option was granted on April 2, 2018. Twenty-five percent (25%) of the shares vested on April 1, 2019, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
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