Filing Details
- Accession Number:
- 0001179110-20-011996
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-16 16:30:15
- Reporting Period:
- 2020-12-14
- Accepted Time:
- 2020-12-16 16:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 744218 | Celldex Therapeutics Inc. | CLDX | In Vitro & In Vivo Diagnostic Substances (2835) | 133191702 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646423 | M. Richard Wright | C/O Celldex Therapeutics, Inc. 53 Frontage Road, Suite 220 Hampton NJ 08827 | Sr. Vp & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-14 | 11,457 | $9.02 | 11,665 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-14 | 11,457 | $18.61 | 208 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-14 | 9,375 | $2.78 | 9,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-14 | 9,375 | $18.61 | 208 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Disposition | 2020-12-14 | 11,457 | $0.00 | 11,457 | $9.02 |
| Common Stock | Incentive Stock Option | Disposition | 2020-12-14 | 9,375 | $0.00 | 9,375 | $2.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,876 | 2028-06-13 | No | 4 | M | Direct | |
| 20,625 | 2029-06-19 | No | 4 | M | Direct |
Footnotes
- On February 8, 2019, the Company implemented a one-for-fifteen reverse stock split of the Company's issued and outstanding common stock, resulting in the reporting person's ownership of 208 shares of the Company's common stock.
- This option was previously reported as covering 275,000 shares at an exercise price of $0.6011 per share, but was adjusted to reflect the reverse stock split that occurred on February 8, 2019.
- 25% vested on June 13, 2019 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.
- 25% vested on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.
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