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Filing Details

Accession Number:: 0000899243-20-034106
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-16 16:15:20
Reporting Period:: 2020-12-14

Accepted Time:: 2020-12-16 16:15:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1806201	Open Lending Corp	LPRO	Personal Credit Institutions (6141)	823008583

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1814482	Gene Yoon	C/O Bregal Investments, Inc. 277 Park Avenue, 29Th Floor New York NY 10172		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-12-14	605,195	$26.88	19,732,962	No	4	D	Indirect	See Footnote
Common Stock	Disposition	2020-12-14	4,826,933	$26.88	14,906,029	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2020-12-14	1,105	$26.88	36,030	No	4	D	Indirect	See Footnote
Common Stock	Disposition	2020-12-14	8,814	$26.88	27,216	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	D	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	D	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

Represents shares sold to the Issuer by Bregal Sagemount I, L.P. ("Bregal Sagemount") on December 14, 2020 in connection with the Offering (as defined below) pursuant to the Stock Repurchase Agreement (the "Stock Repurchase Agreement"), dated December 7, 2020, between the Issuer, Bregal Sagemount, Bregal Investments (as defined below) and the other selling shareholders party thereto.
The shares reported herein are held directly by Bregal Sagemount. The Reporting Person is the director of Bregal Investments, Inc. ("Bregal Investments"), which is the registered investment advisor of Bregal Sagemount. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
Represents shares sold to the underwriters by Bregal Sagemount on December 14, 2020, pursuant to the Underwriting Agreement dated December 9, 2020, as described in the registration statement on Form S-1 filed with the SEC on December 7, 2020 (the "Offering").
Represents shares sold to the Issuer by Bregal Investments on December 14, 2020 in connection with the Offering pursuant to the Stock Repurchase Agreement.
The shares reported herein are held directly by Bregal Investments, Inc. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
Represents shares sold to the underwriters by Bregal Investments on December 14, 2020, pursuant to the Offering.