Home > Insider Trading > Filing (0000899243-20-034102)

Filing Details

Accession Number:: 0000899243-20-034102
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-16 16:15:11
Reporting Period:: 2020-12-14

Accepted Time:: 2020-12-16 16:15:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1806201	Open Lending Corp	LPRO	Personal Credit Institutions (6141)	823008583

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1814533	Bregal Investments, Inc.	277 Park Avenue 29Th Floor New York NY 10172	No	No	Yes	No
1814601	Ltd Jersey Partner General America North Bregal	Second Floor, Windward House La Route De La Liberation St. Helier, Jersey Y9 JE2 3BQ	No	No	Yes	No
1814733	Bregal Sagemount I, L.p.	Second Floor, Windward House La Route De La Liberation St. Helier, Jersey Y9 JE2 3BQ	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-12-14	605,195	$26.88	19,732,962	No	4	S	Direct
Common Stock	Disposition	2020-12-14	4,826,933	$26.88	14,906,029	No	4	S	Direct
Common Stock	Disposition	2020-12-14	1,105	$26.88	36,030	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2020-12-14	8,814	$26.88	27,216	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

Represents shares sold to the Issuer by Bregal Sagemount I, L.P. ("Bregal Sagemount") on December 14, 2020 in connection with the Offering (as defined below) pursuant to the Stock Repurchase Agreement (the "Stock Repurchase Agreement"), dated December 7, 2020, between the Issuer, Bregal Sagemount, Bregal Investments (defined below) and the other selling shareholders party thereto.
Bregal Sagemount is the record holder of the shares reported. Bregal North America General Partner Jersey Limited (the "General Partner") is the General Partner of Bregal Sagemount. Bregal Investments, Inc. ("Bregal Investments") is the registered investment advisor of Bregal Sagemount. Each of the General Partner and Bregal Investments disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
Represents shares sold to the underwriters by Bregal Sagemount on December 14, 2020, pursuant to the Underwriting Agreement dated December 9, 2020, as described in the registration statement on Form S-1 filed with the SEC on December 7, 2020 (the "Offering").
Represents shares sold to the Issuer by Bregal Investments on December 14, 2020 in connection with the Offering pursuant to the Stock Repurchase Agreement.
The shares reported are held directly by Bregal Investments. Each of Bregal Sagemount and the General Partner disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
Represents shares sold to the underwriters by Bregal Investments on December 14, 2020, pursuant to the Offering.