Filing Details
- Accession Number:
- 0001225208-20-014747
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-16 13:17:39
- Reporting Period:
- 2020-12-14
- Accepted Time:
- 2020-12-16 13:17:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240439 | C Paul Reilly | 880 Carillon Parkway St. Petersburg FL 33716 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-14 | 13,816 | $92.84 | 72,052 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-12-15 | 21,930 | $0.00 | 93,982 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-15 | 8,114 | $93.49 | 85,868 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2020-12-15 | 21,930 | $0.00 | 21,930 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-12-15 | 20,555 | $0.00 | 20,555 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-12-15 | 2020-12-15 | No | 4 | M | Direct |
20,555 | 2023-12-15 | 2023-12-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,084 | Indirect | ESOP |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $92.42 to $93.31.
- Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 8, 2020.
- Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.