Filing Details

Accession Number:
0001104659-20-135891
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-15 21:00:38
Reporting Period:
2020-12-14
Accepted Time:
2020-12-15 21:00:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1621227 Adaptimmune Therapeutics Plc ADAP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291937 Jr C William Bertrand C/O Adaptimmune Therapeutics Plc,
60 Jubilee Avenue, Milton Park
Abingdon X0 OX14 4RX
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares With A Nominal Value Of Gbp0.001 Per Share Acquisiton 2020-12-14 207,000 $0.69 284,808 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The ordinary shares whose purchase is reported on this line are represented by American Depositary Shares ("ADS") and are held in the form of ADSs by William Bertrand. Each ADS represents six ordinary shares of Adaptimmune Therapeutics plc.
  2. The 207,000 ordinary shares reported in Column 4 are represented by 34,500 ADSs.
  3. The price reported in Column 4 of $0.6948 per ordinary share is derived from the purchase price paid on December 14, 2020 of $4.1688 per ADS divided by six. The purchase price per ADS is a weighted average price. These ADSs were purchased in multiple transactions at prices ranging from $4.14 to $4.17, inclusive. Upon request, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission with full information regarding the ADSs purchased at each separate price within the range set forth in this footnote.
  4. The 284,808 ordinary shares reported in Column 5 include 77,808 ordinary shares represented by 12,968 ADSs owned by Mr. Bertrand prior to the purchase reported in Column 4. These shares are held in the form of ADSs by Mr. Bertrand.