Filing Details
- Accession Number:
- 0001437749-20-025424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-15 19:25:16
- Reporting Period:
- 2020-12-11
- Accepted Time:
- 2020-12-15 19:25:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
787253 | Natural Alternatives International Inc | NAII | Medicinal Chemicals & Botanical Products (2833) | 841007839 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1115556 | A Mark Ledoux | 1535 Faraday Avenue Carlsbad CA 92008 | Ceo/Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-11 | 20,000 | $0.00 | 35,887 | No | 4 | G | Direct | |
Common Stock | Disposition | 2020-12-15 | 5,000 | $9.60 | 525,000 | No | 4 | S | Indirect | By LeDoux Family Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | S | Indirect | By LeDoux Family Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 176,500 | Indirect | By Self as Trustee for the LeDoux Family Trust U/D/T December 21, 1992 |
Common Stock | 530,000 | Indirect | By LeDoux Family Limited Partnership |
Common Stock | 69,416 | Indirect | By IRA |
Common Stock | 7,200 | Indirect | By Self as Custodian for Marcelle Jeannette LeDoux |
Common Stock | 800 | Indirect | By Self as Custodian for Jean-Marc Emile LeDoux |
Common Stock | 6,000 | Indirect | By Self as Custodian for Aimee LeDoux |
Footnotes
- Represents shares gifted to three non-profit organizations, and to the Family Foundation of the Reporting Person, and to four of his children.
- Represents the sale of shares to the Company by a Family Limited Partnership of which the Reporting Person is the sole General Partner, and one of the limited partners. The shares were valued for determination of the purchase price at $0.25 per share less than the closing price of the shares on Nasdaq on the most recent trading day before the date of sale.