Filing Details
- Accession Number:
- 0001437749-20-025419
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-15 18:20:23
- Reporting Period:
- 2020-12-11
- Accepted Time:
- 2020-12-15 18:20:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232218 | Lang Yu Robert Mao | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-11 | 45,708 | $2.49 | 227,111 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-11 | 9,500 | $12.22 | 217,611 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-11 | 45,708 | $0.00 | 45,708 | $2.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-08-15 | No | 4 | M | Direct |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $12.16 to $12.40 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Payment of tax obligation by selling securities.
- This stock option was granted on August 15, 2012. All of the options are fully vested and exercisable.
Billionaire Hedge Funds
