Filing Details
- Accession Number:
- 0001618732-20-000168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-15 17:57:46
- Reporting Period:
- 2020-12-11
- Accepted Time:
- 2020-12-15 17:57:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685524 | David Sangster | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-12-11 | 7,918 | $3.20 | 84,728 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-12-11 | 7,918 | $30.32 | 76,810 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2020-12-15 | 5,313 | $0.00 | 82,123 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2020-12-15 | 6,250 | $0.00 | 88,373 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2020-12-15 | 15,625 | $0.00 | 103,998 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2020-12-15 | 11,787 | $0.00 | 115,785 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-12-11 | 7,918 | $0.00 | 7,918 | $3.20 |
Class A Common Stock | Restricted Stock Units | Disposition | 2020-12-15 | 5,313 | $0.00 | 5,313 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2020-12-15 | 6,250 | $0.00 | 6,250 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2020-12-15 | 15,625 | $0.00 | 15,625 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2020-12-15 | 11,787 | $0.00 | 11,787 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-05-19 | No | 4 | M | Direct | |
21,250 | No | 4 | M | Direct | ||
50,000 | No | 4 | M | Direct | ||
171,875 | No | 4 | M | Direct | ||
176,811 | No | 4 | M | Direct |
Footnotes
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.
- Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.
- The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
- The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
- The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
- The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.