Filing Details
- Accession Number:
- 0001567619-20-021091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-15 16:22:11
- Reporting Period:
- 2020-12-11
- Accepted Time:
- 2020-12-15 16:22:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1437402 | Ardelyx Inc. | ARDX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213041 | A Elizabeth Grammer | C/O Ardelyx, Inc. 34175 Ardenwood Blvd, Suite 200 Fremont CA 94555 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-11 | 1,000 | $2.32 | 73,527 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-11 | 1,000 | $7.30 | 72,527 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-14 | 41,000 | $2.32 | 113,527 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-14 | 41,000 | $7.30 | 72,527 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-11 | 1,000 | $0.00 | 1,000 | $2.32 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-14 | 41,000 | $0.00 | 41,000 | $2.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 119,000 | 2029-01-17 | No | 4 | M | Direct | |
| 78,000 | 2029-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,566 | Indirect | By Son |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 29, 2020.
- The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 17, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
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