Filing Details
- Accession Number:
- 0001209191-20-063451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-15 16:05:09
- Reporting Period:
- 2020-12-11
- Accepted Time:
- 2020-12-15 16:05:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1504619 | Pennantpark Floating Rate Capital Ltd. | PFLT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1118957 | L Samuel Katz | C/O Pennantpark 590 Madison Avenue, 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-11 | 6,563 | $10.84 | 79,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-14 | 10,737 | $10.85 | 69,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 120,600 | Indirect | Held by various trusts |
Billionaire Hedge Funds
