Filing Details
- Accession Number:
- 0001209191-20-063450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-15 16:05:07
- Reporting Period:
- 2020-12-11
- Accepted Time:
- 2020-12-15 16:05:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383414 | Pennantpark Investment Corp | PNNT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1118957 | L Samuel Katz | C/O Pennantpark 590 Madison Avenue, 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-11 | 5,000 | $4.52 | 16,710 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-12-14 | 3,010 | $4.48 | 19,720 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 177,581 | Indirect | Held by various trusts |