Filing Details
- Accession Number:
- 0001225208-11-011346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 10:58:03
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 10:58:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874444 | Retail Ventures Inc | RVI | Retail-Variety Stores (5331) | 200090238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185579 | A James Mcgrady | 4150 East 5Th Avenue Columbus OH 43219 | President, Ceo And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Without Par Value | Acquisiton | 2011-04-04 | 40,000 | $14.33 | 73,635 | No | 4 | M | Direct | |
| Common Stock, Without Par Value | Disposition | 2011-04-04 | 40,000 | $17.70 | 33,635 | No | 4 | D | Direct | |
| Common Stock, Without Par Value | Disposition | 2011-04-05 | 10,000 | $18.69 | 23,635 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Without Par Value | Stock Appreciation Right | Disposition | 2011-04-04 | 40,000 | $0.00 | 40,000 | $14.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-29 | No | 4 | M | Direct |
Footnotes
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $18.67 to $18.69. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Vests 50% on 4/2/08 and 50% on 4/2/09.
Billionaire Hedge Funds
