Filing Details
- Accession Number:
- 0001209191-11-021928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 09:39:05
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 09:39:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1488139 | Ameresco Inc. | AMRC | Construction - Special Trade Contractors (1700) | 043512838 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496601 | T Michael Bakas | C/O Ameresco, Inc. 111 Speen Street, Suite 410 Framingham MA 01701 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-04-04 | 61,318 | $0.75 | 389,444 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-04-04 | 61,318 | $14.50 | 328,126 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2011-04-05 | 4,345 | $0.75 | 332,471 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-04-05 | 4,345 | $14.55 | 328,126 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to purchase) | Disposition | 2011-04-04 | 61,318 | $0.00 | 61,318 | $0.75 |
Class A Common Stock | Stock Option (right to purchase) | Disposition | 2011-04-05 | 4,345 | $0.00 | 4,345 | $0.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,345 | 2012-01-23 | No | 4 | M | Direct | |
0 | 2012-01-23 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2010.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.305 to $14.63,inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities andExchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.40 to $14.61,inclusive.
- Of the shares subject to the option, 20% vested on January 23,2003, and the remainder vested in 16 equal quarterly installments thereafter.