Filing Details
- Accession Number:
- 0001366561-20-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-14 18:34:06
- Reporting Period:
- 2020-12-10
- Accepted Time:
- 2020-12-14 18:34:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366561 | Smartsheet Inc | SMAR | Services-Prepackaged Software (7372) | 202954357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1674159 | Elena Gomez | C/O Smartsheet Inc. 10500 Ne 8Th St., Suite 1300 Bellevue WA 98004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-12-10 | 17,000 | $5.28 | 17,019 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-12-10 | 5,000 | $65.49 | 12,019 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-12-10 | 11,800 | $69.28 | 219 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-12-10 | 200 | $69.68 | 19 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2020-12-10 | 17,000 | $0.00 | 17,000 | $5.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 103,000 | 2027-10-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 20,107 | Indirect | By Juan L. Gomez and Elena C. Gomez Declaration of Trust |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.665 to $69.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.655 to $69.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These securities are held of record by Juan L. Gomez and Elena C Gomez, Trustees of the Juan L. Gomez and Elena C. Gomez Declaration of Trust Dated April 2, 2009.
- The option is fully vested and exercisable.
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