Filing Details
- Accession Number:
- 0001179706-20-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-14 18:22:42
- Reporting Period:
- 2020-12-10
- Accepted Time:
- 2020-12-14 18:22:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591357 | T Jeff Ricci | C/O Hewlett Packard Enterprise Company 11445 Compaq Center Drive West Houston TX 77070 | Svp, Controller & Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-10 | 14,765 | $12.12 | 14,765 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-10 | 5,016 | $12.12 | 9,659 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2020-12-10 | 13,195 | $12.12 | 22,854 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-10 | 4,564 | $12.12 | 18,290 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-12-14 | 18,290 | $12.03 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2020-12-10 | 14,765 | $0.00 | 14,765 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2020-12-10 | 13,195 | $0.00 | 13,195 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-12-10 | 53,630 | $0.00 | 53,630 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,764 | No | 4 | M | Direct | ||
26,388 | No | 4 | M | Direct | ||
53,630 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/20.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,038 vested dividend equivalent rights and a de minimus adjustment of 0.4321 due to fractional rounding of the dividend equivalent rights.
- As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 569 vested dividend equivalent rights and a de minimus adjustment of 0.6345 due to fractional rounding of the dividend equivalent rights.
- On 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.