Filing Details
- Accession Number:
- 0000009389-20-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-14 18:08:01
- Reporting Period:
- 2020-12-10
- Accepted Time:
- 2020-12-14 18:08:01
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491060 | A Jeff Knobel | 9200 W. 108Th Circle Westminster CO 80021 | Vice President & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-10 | 12,296 | $38.38 | 80,711 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-10 | 8,243 | $93.26 | 72,468 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2020-12-10 | 4,000 | $18.85 | 76,468 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-10 | 809 | $93.26 | 75,659 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-12-10 | 24,990 | $93.39 | 50,669 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights (sars) | Disposition | 2020-12-10 | 12,296 | $0.00 | 12,296 | $38.38 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-10 | 4,000 | $0.00 | 4,000 | $18.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,098 | 2018-01-25 | 2027-01-25 | No | 4 | M | Direct |
0 | 2013-01-25 | 2022-01-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,335 | Indirect | 401(k) Plan |
Footnotes
- Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
- The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
- Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
- Common stock acquired upon the exercise of Incentive Stock Options.
- Shares withheld for the cost of the Incentive Stock Options (ISOs) on the exercise of the Table II ISOs.
- This transaction was executed in multiple trades at prices ranging from $93.08 to $93.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- Exercise of Stock Appreciation Rights (SARS).
- Exercise of Incentive Stock Options (ISOs).