Filing Details
- Accession Number:
- 0000921895-20-003238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-14 18:07:51
- Reporting Period:
- 2020-12-01
- Accepted Time:
- 2020-12-14 18:07:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
102109 | Universal Security Instruments Inc | UUU | Wholesale-Electronic Parts & Equipment, Nec (5065) | 520898545 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
896493 | Dpw Holdings, Inc. | 201 Shipyard Way Suite E Newport Beach CA 92663 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2020-12-01 | 2,134 | $3.10 | 8,441 | No | 4 | S | Indirect | DP Lending, LLC |
Common Stock, $0.01 Par Value | Disposition | 2020-12-02 | 8,441 | $3.10 | 0 | No | 4 | S | Indirect | DP Lending, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | DP Lending, LLC |
No | 4 | S | Indirect | DP Lending, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 228,967 | Direct |
Footnotes
- This Form 4 is filed by DPW Holdings, Inc. ("DPW" or the "Reporting Person"). The Reporting Person discliaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of its pecuniary interest therein and except to the extent that such shares are owned directly by the Reporting Person.
- Securites of the Issuer held by DP Lending, LLC ("DP Lending"), a wholly owned subsidiary of DPW. Due to this relationship, DPW may be deemed to beneficially own the securities of the Issuer held by DP Lending.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.07 to$3.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and ExchangeCommision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.