Filing Details
- Accession Number:
- 0001243716-20-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-14 16:16:31
- Reporting Period:
- 2020-12-10
- Accepted Time:
- 2020-12-14 16:16:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
945114 | Systemax Inc | SYX | Wholesale-Industrial Machinery & Equipment (5084) | 113262067 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243716 | Robert Dooley | C/O Systemax Inc. 11 Harbor Park Drive Port Washington NY 11050 | President, Industrial Prod Grp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-10 | 2,313 | $6.01 | 89,191 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-10 | 2,313 | $36.15 | 86,878 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-12-11 | 7,687 | $6.01 | 94,565 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-11 | 7,687 | $36.10 | 86,878 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-12-10 | 2,313 | $0.00 | 2,313 | $6.01 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-12-11 | 7,687 | $0.00 | 7,687 | $6.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,687 | 2026-02-01 | No | 4 | M | Direct | |
5,000 | 2026-02-01 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares sold to cover tax withholding in connection with the vesting of restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $36.09 to $36.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The amount of non-derivative securities beneficially owned following the reported transactions on this Form 4 is 86,878, which includes 10,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 76,878 shares of common stock.
- The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.