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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1385695	P L I Capital India Nexus	3000 Sand Hill Road, Bldg 1, #260 Menlo Park CA 94025	No	No	Yes	No
1834405	Nexus India Master Management I, Ltd	3000 Sand Hill Road, Bldg 1, #260 Menlo Park CA 94025	No	No	Yes	No
1834413	Nexus India Management I, Lp	3000 Sand Hill Road, Bldg 1, #260 Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-12-11	1,000,000	$0.00	1,000,000	No	4	C	Direct
Class A Common Stock	Disposition	2020-12-11	1,000,000	$20.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-11	11,624,843	$0.00	11,624,843	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-12-11	1,000,000	$0.00	10,624,843	$0.00
Class B Common Stock	Series A Preferred Stock	Disposition	2020-12-11	3,749,055	$0.00	3,749,055	$0.00
Class B Common Stock	Series B Preferred Stock	Disposition	2020-12-11	3,779,676	$0.00	3,779,676	$0.00
Class B Common Stock	Series C Preferred Stock	Disposition	2020-12-11	3,182,237	$0.00	3,182,237	$0.00
Class B Common Stock	Series D Preferred Stock	Disposition	2020-12-11	872,396	$0.00	872,396	$0.00
Class B Common Stock	Series D Prime Preferred Stock	Disposition	2020-12-11	41,479	$0.00	41,479	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,624,843	No	4	C	Direct
10,624,843	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct

Footnotes

Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.