Filing Details
- Accession Number:
- 0001209191-20-063011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-11 17:13:52
- Reporting Period:
- 2020-12-11
- Accepted Time:
- 2020-12-11 17:13:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1422930 | Pubmatic Inc. | PUBM | Services-Computer Programming, Data Processing, Etc. (7370) | 205863224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1833465 | Steven Pantelick | C/O Pubmatic, Inc. 3 Lagoon Drive, Suite 180 Redwood City CA 94065 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-12-11 | 130,734 | $0.00 | 130,734 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-12-11 | 130,734 | $20.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-11 | 21,590 | $0.00 | 21,590 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-11 | 109,144 | $0.00 | 109,144 | $0.00 |
| Class A Common St | Class B Common Stock | Disposition | 2020-12-11 | 130,734 | $0.00 | 130,734 | $0.00 |
| Class B Common Stock | Stock Option (Right to buy Class B Common Stock) | Disposition | 2020-12-11 | 21,590 | $0.00 | 21,590 | $1.11 |
| Class B Common Stock | Stock Option (Right to buy Class B Common Stock) | Disposition | 2020-12-11 | 109,144 | $0.00 | 109,144 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,590 | No | 4 | M | Direct | ||
| 130,734 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | 2026-07-07 | No | 4 | M | Direct | |
| 156,536 | 2021-12-12 | No | 4 | M | Direct |
Footnotes
- Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
- The options are fully vested.
Billionaire Hedge Funds
