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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
900635	Narendra Gupta	C/O Pubmatic, Inc. 3 Lagoon Drive, Suite 180 Redwood City CA 94065		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-12-11	1,000,000	$0.00	1,000,000	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2020-12-11	1,000,000	$20.00	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-11	11,624,843	$0.00	11,624,843	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-12-11	1,000,000	$0.00	10,624,843	$0.00
Class B Common Stock	Series A Preferred Stock	Disposition	2020-12-11	3,749,055	$0.00	3,749,055	$0.00
Class B Common Stock	Series B Preferred Stock	Disposition	2020-12-11	3,779,676	$0.00	3,779,676	$0.00
Class B Common Stock	Series C Preferred Stock	Disposition	2020-12-11	3,182,237	$0.00	3,182,237	$0.00
Class B Common Stock	Series D Preferred Stock	Disposition	2020-12-11	872,396	$0.00	872,396	$0.00
Class B Common Stock	Series D Prime Preferred Stock	Disposition	2020-12-11	41,479	$0.00	41,479	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,624,843	No	4	C	Indirect
10,624,843	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect

Footnotes

Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
These securities are held by Nexus India Capital I, L.P. (Nexus Capital). The sole general partner of Nexus Capital is Nexus India Management I, L.P. (Nexus Management), and the sole general partner of Nexus Management is Nexus India Master Management I, Ltd. (Nexus Master). The Reporting Person holds sole voting, and investment power in Nexus Master, and thus may be deemed to hold sole voting and investment power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.