Filing Details

Accession Number:
0001112679-11-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-05 20:09:49
Reporting Period:
2011-04-01
Filing Date:
2011-04-05
Accepted Time:
2011-04-05 20:09:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358153 Tom Carson C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp, Ww Sales And Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-01 1,041 $15.73 45,041 No 4 M Direct
Common Stock Disposition 2011-04-01 1,041 $52.60 44,000 No 4 S Direct
Common Stock Acquisiton 2011-04-01 16,250 $36.74 60,250 No 4 M Direct
Common Stock Disposition 2011-04-01 16,250 $52.87 44,000 No 4 S Direct
Common Stock Acquisiton 2011-04-01 1,041 $33.43 45,041 No 4 M Direct
Common Stock Disposition 2011-04-01 1,041 $52.27 44,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2011-04-01 1,041 $0.00 1,041 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2011-04-01 16,250 $0.00 16,250 $36.74
Common Stock Employee Stock Options (right to buy) Disposition 2011-04-01 1,041 $0.00 1,041 $33.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,959 2016-03-01 No 4 M Direct
48,750 2017-04-01 No 4 M Direct
36,459 2017-03-01 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
  2. Shares sold on the Open Market are reported as an average sell price per share of $52.60; breakdown of shares sold and per share sale prices are as follows: 500 at $52.23; 41 at $52.45 and 500 at $52.97.
  3. Sold pursuant to Mr. Carson's 10b5-1 plan dated November 22, 2010.
  4. Shares sold on the Open Market are reported as an average sell price per share of $52.87; breakdown of shares sold and per share sale prices are as follows: 2,500 at $52.13; 1,900 at $52.22; 1,700 at $54.24; 2,000 at $52.31; 51 at $52.45; 500 at $52.97; 6,349 at $53.54; 950 at $53.73 and 300 at $53.74.
  5. Shares sold on the Open Market are reported as an average sell price per share of $52.27; breakdown of shares sold and per share sale prices are as follows: 500 at $52.22; 500 at $52.31 and 41 at $52.45.
  6. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  8. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.