Filing Details
- Accession Number:
- 0001112679-11-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 20:09:49
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 20:09:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358153 | Tom Carson | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Ww Sales And Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-01 | 1,041 | $15.73 | 45,041 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-01 | 1,041 | $52.60 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-01 | 16,250 | $36.74 | 60,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-01 | 16,250 | $52.87 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-01 | 1,041 | $33.43 | 45,041 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-01 | 1,041 | $52.27 | 44,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 1,041 | $0.00 | 1,041 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 16,250 | $0.00 | 16,250 | $36.74 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 1,041 | $0.00 | 1,041 | $33.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,959 | 2016-03-01 | No | 4 | M | Direct | |
48,750 | 2017-04-01 | No | 4 | M | Direct | |
36,459 | 2017-03-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
- Shares sold on the Open Market are reported as an average sell price per share of $52.60; breakdown of shares sold and per share sale prices are as follows: 500 at $52.23; 41 at $52.45 and 500 at $52.97.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated November 22, 2010.
- Shares sold on the Open Market are reported as an average sell price per share of $52.87; breakdown of shares sold and per share sale prices are as follows: 2,500 at $52.13; 1,900 at $52.22; 1,700 at $54.24; 2,000 at $52.31; 51 at $52.45; 500 at $52.97; 6,349 at $53.54; 950 at $53.73 and 300 at $53.74.
- Shares sold on the Open Market are reported as an average sell price per share of $52.27; breakdown of shares sold and per share sale prices are as follows: 500 at $52.22; 500 at $52.31 and 41 at $52.45.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.