Filing Details
- Accession Number:
- 0001209191-20-062980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-11 17:00:09
- Reporting Period:
- 2020-12-09
- Accepted Time:
- 2020-12-11 17:00:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1782754 | Azek Co Inc. | AZEK | Plastics Products, Nec (3089) | 901017663 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1814578 | M Dennis Kitchen | 1330 W. Fulton Street Suite 350 Chicago IL 60607 | Chro | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-12-09 | 40,000 | $23.00 | 275,901 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-12-09 | 40,000 | $34.57 | 235,901 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Non-qualified stock option (right-to-buy) | Disposition | 2020-12-09 | 40,000 | $0.00 | 40,000 | $23.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,956 | 2030-06-16 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $34.78, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of options exercised at each separate price within the range set forth in this footnote.
- These non-qualified stock options were granted on June 16, 2020 and vested on September 10, 2020.
- These non-qualified stock options were granted on June 16, 2020 and includes 38,261 vested options and 8,695 options that will vest on December 6, 2021, subject to continued service through the applicable vesting date.