Filing Details

Accession Number:
0001112679-11-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-05 20:06:16
Reporting Period:
2011-04-04
Filing Date:
2011-04-05
Accepted Time:
2011-04-05 20:06:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-04 8,333 $13.53 61,708 No 4 M Direct
Common Stock Disposition 2011-04-04 8,333 $52.51 53,375 No 4 S Direct
Common Stock Acquisiton 2011-04-04 1,250 $15.73 54,625 No 4 M Direct
Common Stock Disposition 2011-04-04 1,250 $52.51 53,375 No 4 S Direct
Common Stock Acquisiton 2011-04-04 1,250 $30.00 54,625 No 4 M Direct
Common Stock Disposition 2011-04-04 1,250 $52.51 53,375 No 4 S Direct
Common Stock Acquisiton 2011-04-04 1,458 $33.43 54,833 No 4 M Direct
Common Stock Disposition 2011-04-04 1,458 $52.51 53,375 No 4 S Direct
Common Stock Acquisiton 2011-04-04 16,250 $36.74 69,625 No 4 M Direct
Common Stock Disposition 2011-04-04 16,250 $52.51 53,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 8,333 $0.00 8,333 $13.53
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 1,250 $0.00 1,250 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 1,250 $0.00 1,250 $30.00
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 1,458 $0.00 1,458 $33.43
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 16,250 $0.00 16,250 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,671 2013-06-01 No 4 M Direct
28,750 2016-03-01 No 4 M Direct
36,250 2016-09-01 No 4 M Direct
51,042 2017-03-01 No 4 M Direct
48,750 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated November 16, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $52.51; breakdown of shares sold and per share sale prices are as follows: 700 at $52.35; 111 at $52.36; 300 at $52.38; 2,100 at $52.39; 1,400 at $52.40; 700 at $52.41; 1,600 at $52.42; 1,556 at $52.43; 1,000 at $52.44; 4,089 at $52.45; 644 at $52.46; 2,300 at $52.47; 800 at $52.48; 800 at $52.49; 200 at $52.50; 1,500 at $52.51; 500 at $52.52; 500 at $52.54; 500 at $52.55; 100 at $52.57; 500 at $52.59; 500 at $52.61; 700 at $52.62; 1,000 at $52.65; 1,000 at $52.71; 800 at $52.73; 958 at $52.74; 400 at $52.75; 700 at $52.76; 242 at $52.78; 100 at $52.84; 100 at $52.90; 41 at $52.92 and 100 at $52.93.
  3. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  4. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.