Filing Details
- Accession Number:
- 0001112679-11-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 20:06:16
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 20:06:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-04 | 8,333 | $13.53 | 61,708 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 8,333 | $52.51 | 53,375 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 1,250 | $15.73 | 54,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 1,250 | $52.51 | 53,375 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 1,250 | $30.00 | 54,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 1,250 | $52.51 | 53,375 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 1,458 | $33.43 | 54,833 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 1,458 | $52.51 | 53,375 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 16,250 | $36.74 | 69,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 16,250 | $52.51 | 53,375 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 8,333 | $0.00 | 8,333 | $13.53 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 1,250 | $0.00 | 1,250 | $15.73 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 1,250 | $0.00 | 1,250 | $30.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 1,458 | $0.00 | 1,458 | $33.43 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 16,250 | $0.00 | 16,250 | $36.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,671 | 2013-06-01 | No | 4 | M | Direct | |
28,750 | 2016-03-01 | No | 4 | M | Direct | |
36,250 | 2016-09-01 | No | 4 | M | Direct | |
51,042 | 2017-03-01 | No | 4 | M | Direct | |
48,750 | 2017-04-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Budge's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $52.51; breakdown of shares sold and per share sale prices are as follows: 700 at $52.35; 111 at $52.36; 300 at $52.38; 2,100 at $52.39; 1,400 at $52.40; 700 at $52.41; 1,600 at $52.42; 1,556 at $52.43; 1,000 at $52.44; 4,089 at $52.45; 644 at $52.46; 2,300 at $52.47; 800 at $52.48; 800 at $52.49; 200 at $52.50; 1,500 at $52.51; 500 at $52.52; 500 at $52.54; 500 at $52.55; 100 at $52.57; 500 at $52.59; 500 at $52.61; 700 at $52.62; 1,000 at $52.65; 1,000 at $52.71; 800 at $52.73; 958 at $52.74; 400 at $52.75; 700 at $52.76; 242 at $52.78; 100 at $52.84; 100 at $52.90; 41 at $52.92 and 100 at $52.93.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.