Filing Details
- Accession Number:
- 0001112679-11-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 20:02:26
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 20:02:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-01 | 23,958 | $13.53 | 128,958 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 23,958 | $52.53 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-01 | 1,666 | $15.52 | 106,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 1,666 | $52.53 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-01 | 5,729 | $15.73 | 110,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 5,729 | $52.53 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-01 | 2,604 | $30.00 | 107,604 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 2,604 | $52.53 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-01 | 54,250 | $36.74 | 159,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 54,250 | $52.53 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-01 | 22,500 | $36.74 | 127,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 22,500 | $52.53 | 105,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 23,958 | $0.00 | 23,958 | $13.53 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 1,666 | $0.00 | 1,666 | $15.52 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 5,729 | $0.00 | 5,729 | $15.73 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 2,604 | $0.00 | 2,604 | $30.00 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 54,250 | $0.00 | 54,250 | $36.74 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-04-01 | 22,500 | $0.00 | 22,500 | $36.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,917 | 2013-06-01 | No | 4 | M | Direct | |
| 28,334 | 2015-09-01 | No | 4 | M | Direct | |
| 131,771 | 2016-03-01 | No | 4 | M | Direct | |
| 75,521 | 2016-09-01 | No | 4 | M | Direct | |
| 162,750 | 2017-04-01 | No | 4 | M | Direct | |
| 67,500 | 2017-04-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,938 | Indirect | Amoroso Family Trust |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $52.53 and and per share sale prices are as follows; 600 at $52.01; 400 at $52.02; 900 at $52.05; 1,300 at $52.06; 400 at $52.07; 1,000 at $52.08; 1,500 at $52.09; 100 at $52.10; 1,200 at $52.11; 700 at $52.12; 1,700 at $52.13; 300 at $52.14; 1,970 at $52.15; 1,100 at $52.16; 2,500 at $52.17; 4,200 at $52.18; 500 at $52.19; 1,800 at $52.20; 3,300 at $52.21; 2,202 at $52.22; 700 at $52.23; 4,030 at $52.24; 900 at $52.25; 2,998 at $52.26; 2,110 at $52.27; 4,038 at $52.28; 2,152 at $52.29; 2,900 at $52.30; 2,198 at $52.31; 2,002 at $52.32; 1,828 at $52.33; 800 at $52.34; 4,772 at $52.35; 2,000 at $52.36; 3,000 at $52.37; 1,300 at $52.38; 400 at $52.39; 1,800 at $52.40; 400 at $52.41; 100 at $52.42; 1,000 at $52.43; 800 at $52.44; 400 at $52.45; 200 at $52.46; 500 at $52.47; 200 at $52.48; 400 at $52.49; 400 at $52.52; 1,100 at $52.57; additional shares sold continued on Footnote (3).
- Shares sold on the open market are reported as an average sell price per share of $52.53 (continued); breakdown of shares sold and per share sale prices are as follows: 200 at $52.58; 400 at $52.59; 97 at $52.61; 1,000 at $52.62; 3,403 at $52.63; 800 at $52.64; 300 at $52.65; 400 at $52.66; 1,700 at $52.67; 100 at $52.68; 1,300 at $52.69; 100 at $52.71; 1,700 at $52.72; 800 at $52.73; 1,400 at $52.74; 500 at $52.75; 100 at $52.77; 200 at $52.84; 200 at $52.85; 100 at $52.86; 1,500 at $52.88; 200 at $52.89; 200 at $52.90; 400 at $52.91; 873 at $52.92; 1,600 at $52.93; 327 at $52.94; 100 at $52.97; 600 at $52.98; 1,300 at $53.00; 1,100 at $53.04; 1,500 at $53.05; 200 at $53.06; 100 at $53.20; 700 at $53.21; 100 at $53.23; 1,000 at $53.24; 500 at $53.38; 300 at $53.45; 600 at $53.46; 100 at $53.47; 300 at $53.48; 700 at $53.49; 700 at $53.50; 800 at $53.51; 100 at $53.53; 100 at $53.54; 200 at $53.55; 100 at $53.56; 700 at $53.57; additional shares sold continued on Footnote (4).
- Shares sold on the open market are reported as an average sell price per share of $52.53 (continued); breakdown of shares sold and per share sale prices are as follows: 200 at $53.58; 1,300 at $53.59; 100 at $53.62; 100 at $53.63; 1,400 at $53.65; 100 at $53.68; 1,200 at $53.69; 800 at $53.71; 100 at $53.73; 100 at $53.76; 300 at $53.77; 7 at $53.80; 56 at $53.81 and 44 at $53.83.
- Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
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