Filing Details

Accession Number:
0001102993-20-000165
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-10 21:18:02
Reporting Period:
2020-12-08
Accepted Time:
2020-12-10 21:18:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1102993 Liveperson Inc LPSN Services-Prepackaged Software (7372) 133861628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1133835 P Robert Locascio C/O Liveperson Inc.,
475 Tenth Avenue, 5Th Floor
New York NY 10018
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-08 200,000 $13.28 606,466 No 4 M Direct
Common Stock Disposition 2020-12-08 200,000 $56.40 406,466 No 4 S Direct
Common Stock Acquisiton 2020-12-09 46,584 $13.28 453,050 No 4 M Direct
Common Stock Disposition 2020-12-09 39,769 $56.61 413,281 No 4 S Direct
Common Stock Disposition 2020-12-09 6,815 $57.23 406,466 No 4 S Direct
Common Stock Acquisiton 2020-12-10 153,416 $13.28 559,882 No 4 M Direct
Common Stock Disposition 2020-12-10 148,460 $56.11 411,422 No 4 S Direct
Common Stock Disposition 2020-12-10 4,956 $56.84 406,466 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-12-08 200,000 $0.00 200,000 $13.28
Common Stock Stock Option (Right to Buy) Disposition 2020-12-09 46,584 $0.00 46,584 $13.28
Common Stock Stock Option (Right to Buy) Disposition 2020-12-10 153,416 $0.00 153,416 $13.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
200,000 2021-04-22 No 4 M Direct
153,416 2021-04-22 No 4 M Direct
0 2021-04-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,226,983 Indirect By Ikon, LP
Footnotes
  1. Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.15 to $57.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3, 4, 5 and 6 to this Form 4.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.99, inclusive.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.68, inclusive.
  5. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.69 to $56.67, inclusive.
  6. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.70 to $56.95, inclusive.
  7. The option is fully exercisable and is scheduled to expire under its terms on April 22, 2021.