Filing Details
- Accession Number:
- 0001246360-20-001889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-10 17:07:24
- Reporting Period:
- 2020-12-08
- Accepted Time:
- 2020-12-10 17:07:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1762550 | Thomas Donato | 1201 South Second Street Milwaukee WI 53204 | Senior Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-08 | 521 | $0.00 | 1,490 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-08 | 240 | $0.00 | 1,730 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-09 | 344 | $249.65 | 1,386 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-09 | 1 | $251.15 | 1,385 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted stock units | Disposition | 2020-12-08 | 240 | $0.00 | 240 | $0.00 |
| Common Stock | Performance Shares | Disposition | 2020-12-08 | 521 | $0.00 | 521 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-08 | 2020-12-08 | No | 4 | M | Direct |
| 0 | 2020-12-08 | 2020-12-08 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/19/2020 to cover taxes due on restricted stock units and performance shares that vested on 12/8/2020.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.5150 to $249.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
