Filing Details
- Accession Number:
- 0001035267-20-000182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-10 15:13:37
- Reporting Period:
- 2020-12-08
- Accepted Time:
- 2020-12-10 15:13:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1035267 | Intuitive Surgical Inc | ISRG | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 770416458 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280628 | S Gary Guthart | 1020 Kifer Road Sunnyvale CA 94086 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-08 | 14,000 | $168.41 | 263,311 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-08 | 11,114 | $761.76 | 252,197 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-08 | 35,800 | $0.00 | 108,757 | No | 4 | G | Indirect | by Trust |
| Common Stock | Acquisiton | 2020-12-08 | 14,500 | $0.00 | 14,500 | No | 4 | G | Indirect | by Trust FBO Daughte |
| Common Stock | Disposition | 2020-12-09 | 2,900 | $758.34 | 11,600 | No | 4 | S | Indirect | by Trust FBO Daughte |
| Common Stock | Acquisiton | 2020-12-08 | 14,500 | $0.00 | 14,500 | No | 4 | G | Indirect | by Trust FBO Son |
| Common Stock | Disposition | 2020-12-09 | 2,900 | $758.41 | 11,600 | No | 4 | S | Indirect | by Trust FBO Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Indirect | by Trust |
| No | 4 | G | Indirect | by Trust FBO Daughte |
| No | 4 | S | Indirect | by Trust FBO Daughte |
| No | 4 | G | Indirect | by Trust FBO Son |
| No | 4 | S | Indirect | by Trust FBO Son |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-12-08 | 14,000 | $0.00 | 14,000 | $168.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,000 | 2022-02-15 | No | 4 | M | Direct |
Footnotes
- The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2021.
- Previous filings made by the Reporting Person following September 27, 2005 reflected shares indirectly held by the family trust as directly held shares in Table 1. This Form 4 accurately reflects the number of shares held directly and indirectly by the Reporting Person. Except as noted in this footnote, all other information disclosed in the Reporting Person's original Form 4s filed with the SEC was accurately reported.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $755.71 to $764.45, inclusive. The Reporting Person hereby undertakes to provide to the SEC, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The family trust gifted 6,800 shares to a Donor Advised (TIMBO) Fund and 29,000 to two trusts for the benefit of the reporting person's children.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $753.89 to $764.48, inclusive. The Reporting Person hereby undertakes to provide to the SEC, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $753.89 to $764.48, inclusive. The Reporting Person hereby undertakes to provide to the SEC, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.
Billionaire Hedge Funds
