Filing Details
- Accession Number:
- 0001393300-11-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 19:03:33
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 19:03:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173752 | Aruba Networks Inc. | ARUN | Computer Peripheral Equipment, Nec (3577) | 020579097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393402 | Steffan Tomlinson | 1344 Crossman Avenue Sunnyvale CA 94089 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-01 | 5,000 | $5.12 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 5,000 | $33.81 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-04-01 | 5,000 | $0.00 | 5,000 | $5.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 295,000 | 2016-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,192 | Indirect | by Trust |
Footnotes
- The Reporting Person's sales of the Issuer's Common Stock reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's deemed purchase of 5,000 shares of the Issuer's Common Stock on December 14, 2010. The Reporting Person has paid an aggregate of $56,533 to the Issuer, representing the deemed profit realized in connection with the short-swing transaction as calculated pursuant to Section 16(b). The Reporting Person may owe additional disgorgement to the Issuer in the event of a future sale of the Issuer's Common Stock within six months of December 14, 2010 on the incremental amount, if any, between the future sale price and the prices used to calculate the disgorgement disclosed above, and only on 5,000 shares.
- Sale prices range from $33.74 per share to $33.90 per share. Sale price listed represents the weighted average sale price of all 5,000 shares sold.
- 1/36th of the shares subject to the option will vest and become exercisable on February 1, 2008, and the remaining shares will vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on January 1, 2011.
Billionaire Hedge Funds
