Filing Details
- Accession Number:
- 0000350894-20-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-10 14:52:35
- Reporting Period:
- 2020-12-08
- Accepted Time:
- 2020-12-10 14:52:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1101310 | Kathryn Mccarthy | One Freedom Valley Drive Oaks PA 19456 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2020-12-09 | 5,000 | $15.77 | 76,200 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2020-12-09 | 5,000 | $15.77 | 81,200 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-09 | 9,500 | $56.35 | 71,700 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2020-12-08 | 10,000 | $56.54 | 10,000 | $56.54 |
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2020-12-09 | 5,000 | $15.77 | 5,000 | $15.77 |
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2020-12-09 | 5,000 | $15.77 | 5,000 | $15.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2025-12-08 | 2030-12-08 | No | 4 | M | Direct |
5,000 | 2014-12-11 | 2020-12-14 | No | 4 | M | Direct |
0 | 2015-12-13 | 2020-12-14 | No | 4 | M | Direct |