Filing Details
- Accession Number:
- 0001127602-20-031058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-10 14:52:30
- Reporting Period:
- 2020-12-08
- Accepted Time:
- 2020-12-10 14:52:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
833444 | Johnson Controls International Plc | JCI | Services-Miscellaneous Business Services (7380) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494478 | J Brian Stief | 5757 N. Green Bay Avenue Milwaukee WI 53209 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2020-12-08 | 6,655 | $45.42 | 48,066 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2020-12-09 | 29,963 | $45.75 | 18,103 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Phantom Stock Units - Deferred Compensation | Phantom Stock Units | Disposition | 2020-12-08 | 559,146 | $45.25 | 559,146 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | I | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.36 to $45.46, inclusive, pursuant to a 10b5-1 plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
- Transaction effected pursuant to a Rule 10b5-1 trading plan.
- Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.