Filing Details
- Accession Number:
- 0001062993-20-006209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-10 14:40:21
- Reporting Period:
- 2020-12-09
- Accepted Time:
- 2020-12-10 14:40:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673421 | Eric Carre | 3000 N. Sam Houston Parkway E. Houston TX 77032 | Evp, Global Business Lines | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-09 | 1,425 | $18.97 | 228,520 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-12-09 | 24,833 | $19.83 | 203,687 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-09 | 24,831 | $20.00 | 178,856 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | $31.44 | 2018-12-05 | 2028-12-05 | 50,100 | 50,100 | Direct |
| Common Stock | Option to Buy Common Stock | $34.48 | 2016-01-04 | 2026-01-04 | 9,534 | 9,534 | Direct |
| Common Stock | Option to Buy Common Stock | $43.38 | 2017-12-06 | 2027-12-06 | 34,425 | 34,425 | Direct |
| Common Stock | Option to Buy Common Stock | $53.54 | 2016-12-07 | 2026-12-07 | 30,100 | 30,100 | Direct |
| Common Stock | Option to Buy Common Stock | $39.49 | 2015-01-02 | 2025-01-02 | 24,750 | 24,750 | Direct |
| Common Stock | Option to Buy Common Stock | $50.01 | 2014-01-02 | 2024-01-02 | 8,300 | 8,300 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-12-05 | 50,100 | 50,100 | Direct |
| 2026-01-04 | 9,534 | 9,534 | Direct |
| 2027-12-06 | 34,425 | 34,425 | Direct |
| 2026-12-07 | 30,100 | 30,100 | Direct |
| 2025-01-02 | 24,750 | 24,750 | Direct |
| 2024-01-02 | 8,300 | 8,300 | Direct |
Footnotes
- Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
- The shares vested on December 7, 2020. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 7, 2020 was $18.97.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2020.
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