Filing Details
- Accession Number:
- 0001179110-20-011799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-09 19:52:49
- Reporting Period:
- 2020-12-07
- Accepted Time:
- 2020-12-09 19:52:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578962 | Walter Stuart Peltz | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-07 | 7,590 | $10.85 | 63,675 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-07 | 3,090 | $59.56 | 60,585 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 1,200 | $60.87 | 59,385 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 1,200 | $61.93 | 58,185 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 400 | $63.21 | 57,785 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 1,600 | $64.41 | 56,185 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 100 | $65.12 | 56,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-07 | 2,115 | $10.85 | 58,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-07 | 815 | $59.52 | 57,385 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 400 | $60.68 | 56,985 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 400 | $61.89 | 56,585 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 500 | $64.42 | 56,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-07 | 3,104 | $10.85 | 59,189 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-07 | 1,255 | $59.52 | 57,934 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 600 | $60.95 | 57,334 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 449 | $61.88 | 56,885 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 500 | $64.01 | 56,385 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 300 | $64.71 | 56,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-07 | 7,208 | $27.05 | 63,293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-07 | 2,808 | $59.57 | 60,485 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 1,100 | $60.72 | 59,385 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 1,300 | $61.83 | 58,085 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 100 | $62.47 | 57,985 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 1,200 | $64.16 | 56,785 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 700 | $64.82 | 56,085 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-07 | 7,590 | $10.85 | 7,590 | $10.85 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-07 | 2,115 | $10.85 | 2,115 | $10.85 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-07 | 3,104 | $10.85 | 3,104 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2020-12-07 | 7,208 | $27.05 | 7,208 | $27.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,104 | 2023-05-15 | No | 4 | M | Direct | |
| 0 | 2023-05-15 | No | 4 | M | Direct | |
| 0 | 2023-05-15 | No | 4 | M | Direct | |
| 192,792 | 2024-01-27 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | $490.80 | 2021-04-27 | 541 | 541 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $218.40 | 2022-01-10 | 416 | 416 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $51.00 | 2025-01-01 | 300,000 | 300,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $30.86 | 2026-01-03 | 175,000 | 175,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $11.23 | 2027-01-02 | 26,000 | 26,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $18.01 | 2028-01-02 | 200,000 | 200,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 265,000 | 265,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 55,000 | 55,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $51.16 | 2030-01-28 | 192,500 | 192,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-27 | 541 | 541 | Direct |
| 2022-01-10 | 416 | 416 | Direct |
| 2025-01-01 | 300,000 | 300,000 | Direct |
| 2026-01-03 | 175,000 | 175,000 | Direct |
| 2027-01-02 | 26,000 | 26,000 | Direct |
| 2028-01-02 | 200,000 | 200,000 | Direct |
| 2029-01-21 | 265,000 | 265,000 | Direct |
| 2029-01-21 | 55,000 | 55,000 | Direct |
| 2030-01-28 | 192,500 | 192,500 | Direct |
Footnotes
- This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 6, 2020.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $59.12 to $60.05 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.48 to $61.43 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $61.54 to $62.42 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $62.80 to $63.36 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $63.81 to $64.74 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $59.11 to $59.99 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.46 to $61.06 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $61.54 to $62.26 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $64.20 to $64.70 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $59.11 to $60.05 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.56 to $61.54 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $61.58 to $62.18 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $63.68 to $64.39 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $64.68 to $64.74 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $59.11 to $60.10 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.22 to $61.05 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $61.42 to $62.34 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $63.68 to $64.63 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $64.69 to $65.21 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Currently exercisable.
- This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.
- This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
- This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
- This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.
- This option was granted on January 29, 2020 and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 29, 2021.
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