Filing Details

Accession Number:
0001179706-20-000126
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-09 18:29:04
Reporting Period:
2020-12-07
Accepted Time:
2020-12-09 18:29:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591357 T Jeff Ricci C/O Hewlett Packard Enterprise Company
11445 Compaq Center Drive West
Houston TX 77070
Svp, Controller & Pao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-07 21,904 $12.08 21,904 No 4 M Direct
Common Stock Disposition 2020-12-07 7,576 $12.08 14,328 No 4 F Direct
Common Stock Disposition 2020-12-09 14,328 $12.04 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-12-07 21,904 $0.00 21,904 $0.00
Common Stock Restricted Stock Units Acquisiton 2020-01-02 1,235 $0.00 1,235 $0.00
Common Stock Restricted Stock Units Acquisiton 2020-01-02 1,703 $0.00 1,703 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
29,529 No 4 A Direct
39,582 No 4 A Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/20.
  2. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  3. As previously reported, on 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs"), 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 147.8664 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 249.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 253.8217 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 244.7288 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,979 vested dividend equivalent rights and a de minimus adjustment of 0.0006 due to fractional rounding of the dividend equivalent rights.
  4. As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
  5. As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 281.1058 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 474.4760 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 482.5350 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 465.2487 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.