Filing Details
- Accession Number:
- 0001179706-20-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-09 18:26:59
- Reporting Period:
- 2020-12-07
- Accepted Time:
- 2020-12-09 18:26:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1584883 | P Kirt Karros | C/O Hewlett Packard Enterprise Company 11445 Compaq Center Drive West Houston TX 77070 | Svp, Finance & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-07 | 18,684 | $12.08 | 18,684 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-07 | 6,462 | $12.08 | 12,222 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-12-09 | 12,222 | $12.04 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2020-12-07 | 18,684 | $0.00 | 18,684 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-01-02 | 1,235 | $0.00 | 1,235 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-01-02 | 1,845 | $0.00 | 1,845 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
29,529 | No | 4 | A | Direct | ||
42,880 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/20.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/07/17 the reporting person was granted 50,985 Restricted Stock Units ("RSUs"), 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 126.1224 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 212.8810 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 216.4968 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 208.7410 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,689 vested dividend equivalent rights and a de minimus adjustment of 0.7588 due to fractional rounding of the dividend equivalent rights.
- As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
- As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 304.5269 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 514.0084 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 522.7389 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 504.0123 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.