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Filing Details

Accession Number:: 0000899243-20-033190
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-09 18:24:32
Reporting Period:: 2020-12-07

Accepted Time:: 2020-12-09 18:24:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1253176	Vapotherm Inc	VAPO	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1762924	3X5 Partners, Llc	2540 Ne Martin Luther King Jr. Blvd. Portland OR 97212		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-12-07	442,806	$0.00	1,350,587	No	4	J	Indirect	By Vapotherm Investors, LLC
Common Stock	Disposition	2020-12-07	209,992	$0.00	629,974	No	4	J	Indirect	By 3x5 Special Opportunity Fund, L.P.
Common Stock	Disposition	2020-12-08	21,316	$27.90	608,658	No	4	S	Indirect	By 3x5 Special Opportunity Fund, L.P.
Common Stock	Disposition	2020-12-09	3,684	$27.80	604,974	No	4	S	Indirect	By 3x5 Special Opportunity Fund, L.P.
Common Stock	Acquisiton	2020-12-07	2,625	$0.00	5,250	No	4	J	Indirect	By Arnerich 3x5 Special Opportunity Managers, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Vapotherm Investors, LLC
No	4	J	Indirect	By 3x5 Special Opportunity Fund, L.P.
No	4	S	Indirect	By 3x5 Special Opportunity Fund, L.P.
No	4	S	Indirect	By 3x5 Special Opportunity Fund, L.P.
No	4	J	Indirect	By Arnerich 3x5 Special Opportunity Managers, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	30,000	Direct

Footnotes

Reflects a distribution of shares to the members of Vapotherm Investors, LLC on December 7, 2020.
The Reporting Person is the managing member of Vapotherm Investors, LLC, the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.
Reflects a distribution of shares to the general partners and limited partners of 3x5 Special Opportunity Fund, L.P.
The Reporting Person is a member of 3x5 Special Opportunity Partners, LLC. 3x5 Special Opportunity Partners, LLC is the general partner of 3x5 Special Opportunity Fund, L.P., the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.80 to $28.00, inclusive. The Reporting Person undertakes to provide Vapotherm Inc., any security holder of Vapotherm Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The Reporting Person is the general manager of Arnerich 3x5 Special Opportunity Managers, L.P. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.