Filing Details
- Accession Number:
- 0001106191-20-000036
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-12-09 17:12:29
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-09 17:12:29
- Original Submission Date:
- 2020-12-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273441 | Gran Tierra Energy Inc. | GTE | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
899037 | Bay Resource Partners Lp | 2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339 | No | No | Yes | No | |
1075617 | E Thomas Claugus | Gmt Capital Corp 2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339 | No | No | Yes | No | |
1106191 | Gmt Capital Corp | Gmt Capital Corp 2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339 | No | No | Yes | No | |
1161416 | Bay Ii Resource Partners Lp | 2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339 | No | No | Yes | No | |
1396794 | Gmt Exploration Co Llc | 1560 Broadway Ste 2000 Denver CO 80202 | No | No | Yes | No | |
1733113 | Bay Resource Partners Offshore Master Fund, L.p. | 2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-03 | 300,000 | $0.29 | 69,308,929 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-04 | 432,576 | $0.30 | 68,876,353 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
- GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
- The aggregate number of shares of common stock sold on December 03, 2020, was 300,000 shares, at a price of $0.29 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,308,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 89,600 shares sold resulting in ownership of 20,143,590 shares; Bay II = 71,900 shares sold resulting in ownership of 16,270,430 shares; Offshore Fund = 126,600 shares sold resulting in ownership of 28,534,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =11,900 shares sold resulting in ownership of 2,686,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.
- The aggregate number of shares of common stock sold on December 04, 2020, was 432,576 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,876,353. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 129,100 shares sold resulting in ownership of 20,014,490 shares; Bay II = 103,700 shares sold resulting in ownership of 16,166,730 shares; Offshore Fund = 182,576 shares sold resulting in ownership of 28,352,033 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 17,200 shares sold resulting in ownership of 2,669,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.
- This Form 4/A is being submitted in connection with the Form 4 filed on December 07, 2020, which reported a sale by Claugus on December 04, 2020 of 133,900 shares resulting in ownership of 2,552,500 shares. These figures were incorrectly entered into the Form 4 due to a manual transcription error. The correct figures for Claugus' sale on December 04, 2020 are set forth on this Form 4/A.