Filing Details
- Accession Number:
- 0001127602-20-030993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-09 16:44:12
- Reporting Period:
- 2020-12-08
- Accepted Time:
- 2020-12-09 16:44:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30697 | Wendy's Co | WEN | Retail-Eating & Drinking Places (5810) | 380471180 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1676101 | E. Abigail Pringle | C/O The Wendy'S Company Dublin OH 43017 | Pres Intl & Chf Developmnt Ofc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-08 | 59,722 | $4.68 | 171,710 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-08 | 52,816 | $7.92 | 224,526 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-08 | 72,285 | $8.22 | 296,811 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-08 | 184,823 | $21.99 | 111,988 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-12-08 | 59,722 | $0.00 | 59,722 | $4.68 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-12-08 | 52,816 | $0.00 | 52,816 | $7.92 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-12-08 | 72,285 | $0.00 | 72,285 | $8.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-07-02 | No | 4 | M | Direct | |
| 0 | 2023-08-09 | No | 4 | M | Direct | |
| 0 | 2024-08-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,253 | Indirect | By Spouse |
Footnotes
- The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.825 to $22.17 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- With tandem net exercise and tax withholding rights.
- The option vested in three equal installments on July 2, 2013, 2014 and 2015, and is currently exercisable as to all 59,722 shares.
- The option vests in three equal installments on August 9, 2014, 2015 and 2016, and is currently exercisable as to all 52,816 shares.
- The option vested in three equal installments on August 11, 2015, 2016 and 2017, and is currently exercisable as to all 72,285 shares.
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