Filing Details

Accession Number:
0001401708-20-000223
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-09 16:40:40
Reporting Period:
2020-12-07
Accepted Time:
2020-12-09 16:40:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134570 Jr P Charles Waite 530 Fairview Avenue N
Seattle WA 98109
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-07 5,847 $17.24 7,737 No 4 M Direct
Common Stock Acquisiton 2020-12-07 7,307 $13.93 15,044 No 4 M Direct
Common Stock Acquisiton 2020-12-07 7,828 $14.71 22,872 No 4 M Direct
Common Stock Acquisiton 2020-12-07 8,611 $22.30 31,483 No 4 M Direct
Common Stock Acquisiton 2020-12-07 4,410 $23.34 35,893 No 4 M Direct
Common Stock Acquisiton 2020-12-07 3,857 $26.45 39,750 No 4 M Direct
Common Stock Disposition 2020-12-07 21,760 $60.24 17,990 No 4 S Direct
Common Stock Disposition 2020-12-07 16,100 $60.78 1,890 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-12-07 5,847 $17.24 5,847 $17.24
Common Stock Stock Option (right to buy) Disposition 2020-12-07 7,307 $13.93 7,307 $13.93
Common Stock Stock Option (right to buy) Disposition 2020-12-07 7,828 $14.71 7,828 $14.71
Common Stock Stock Option (right to buy) Disposition 2020-12-07 8,611 $22.30 8,611 $22.30
Common Stock Common Stock Disposition 2020-12-07 4,410 $23.34 4,410 $23.34
Common Stock Stock Options (right to buy) Disposition 2020-12-07 3,857 $26.45 3,857 $26.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-12-31 No 4 M Direct
0 2024-12-31 No 4 M Direct
0 2025-12-31 No 4 M Direct
0 2026-12-31 No 4 M Direct
0 2029-03-25 No 4 M Direct
0 2029-06-18 No 4 M Direct
Footnotes
  1. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $59.67 to $60.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $60.675 to $60.845, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. 100% of the shares subject to the Option vested on the one year anniversary of January 1, 2014.
  4. 100% of the shares subject to the Option vested on the one year anniversary of January 1, 2015.
  5. 100% of the shares subject to the Option vested on the one year anniversary of January 1, 2016.
  6. 100% of the shares subject to the Option vested on the one year anniversary of January 1, 2017.
  7. 100% of the shares subject to the Option vested on the the date prior to the day of the Company's 2019 annual meeting of stockholders.
  8. 100% of the shares subject to the Option vested on the earlier of the one year anniversary of June 18, 2019 or on the date immediately prior to the 2020 annual meeting of stockholders.