Filing Details
- Accession Number:
- 0001209191-20-062527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-09 16:40:10
- Reporting Period:
- 2020-12-07
- Accepted Time:
- 2020-12-09 16:40:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571949 | Intercontinental Exchange Inc. | ICE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343869 | S David Goone | 5660 New Northside Drive Atlanta GA 30328 | Chief Strategic Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-07 | 22,795 | $41.37 | 203,524 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-07 | 1,990 | $50.01 | 205,514 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-07 | 1,955 | $57.31 | 207,469 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-07 | 22,795 | $110.04 | 184,674 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) Holding | Disposition | 2020-12-07 | 22,795 | $0.00 | 22,795 | $41.37 |
| Common Stock | Employee Stock Option (right to buy) Holding | Disposition | 2020-12-07 | 1,990 | $0.00 | 1,990 | $50.01 |
| Common Stock | Employee Stock Option (right to buy) Holding | Disposition | 2020-12-07 | 1,955 | $0.00 | 1,955 | $57.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-01-17 | No | 4 | M | Direct | |
| 61,280 | 2026-01-14 | No | 4 | M | Direct | |
| 50,475 | 2027-01-18 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- The price range for the aggregate amount sold by the direct holder is $110.00 - $110.14. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- The common stock number referred in Table I is an aggregate number and represents 164,142 shares of common stock and 20,532 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.
- These options are fully vested.
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