Filing Details
- Accession Number:
- 0001209191-20-062278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-08 16:34:31
- Reporting Period:
- 2020-12-04
- Accepted Time:
- 2020-12-08 16:34:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380567 | Neven Haltmayer | 2590 Orchard Parkway San Jose CA 95131 | Svp, Video R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-04 | 25,000 | $3.14 | 204,675 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-04 | 25,000 | $7.00 | 179,675 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/Right to buy | Disposition | 2020-12-04 | 25,000 | $3.14 | 25,000 | $3.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2017-02-15 | 2023-03-14 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.
Billionaire Hedge Funds
