Home > Insider Trading > Filing (0001127602-20-030833)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535929	Voya Financial Inc.	VOYA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1237581	D Kevin Silva	230 Park Avenue New York NY 10169	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-12-04	87,400	$37.60	113,779	No	4	M	Direct
Common Stock	Disposition	2020-12-04	70,569	$60.39	43,210	No	4	F	Direct
Common Stock	Disposition	2020-12-04	16,831	$60.35	26,379	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance-Based Stock Options	Disposition	2020-12-04	87,400	$0.00	87,400	$37.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
71,174		2025-12-16	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Stock Unit	$0.00			36,485	36,485	Direct
Common Stock	Restricted Stock Units	$0.00			17,745	17,745	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	36,485	36,485	Direct
	17,745	17,745	Direct

Footnotes

These common shares were delivered to the issuer to pay the options' exercise price and applicable tax due upon vesting of the stock options.
This transaction was executed in multiple trades at prices ranging from $60.3007 to $60.4501. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.