Filing Details
- Accession Number:
- 0001209191-20-062093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-07 21:06:40
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-07 21:06:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1711291 | Curo Group Holdings Corp. | CURO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196259 | C William Baker | C/O Curo Group Holdings Corp. 3527 North Ridge Road Wichita KS 67205 | Evp & Chief Operating Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-03 | 10,977 | $2.68 | 358,825 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-03 | 10,977 | $8.52 | 347,848 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-04 | 11,866 | $2.68 | 359,714 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-04 | 11,866 | $8.51 | 347,848 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-07 | 17,423 | $8.44 | 330,425 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2020-12-03 | 10,977 | $0.00 | 10,977 | $2.68 |
| Common Stock | Stock option (right to buy) | Disposition | 2020-12-04 | 11,866 | $0.00 | 11,866 | $2.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,866 | 2021-09-01 | No | 4 | M | Direct | |
| 0 | 2021-09-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.38 to $8.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.26 to $8.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.
- The option was immediately exercisable.
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